Lecture 04 · Module I · Philosophical foundations
The Enlightenment and Its Legacy
The idea in 30 seconds
In the 18th century, a network of European thinkers set a new rule: every authority, whether of the king, the Church or tradition, must show its arguments. Kant summed it up in two words: sapere aude, “have the courage to think for yourself”.
Out of this rule came the ideas on which today’s Europe rests: power comes from the consent of the governed, people have rights that the state must protect, and reason must be used freely, in public. After Auschwitz, Adorno and Horkheimer showed that the same reason can become a tool of domination. Europe’s answer was not less reason, but a reason that checks itself.
The question of the lectureAre Enlightenment values universal or only European?
Lecture map: from “think for yourself” to human rights
The lecture follows a path in four steps. Kant asks every person to think for themselves. The philosophers of the social contract then ask where anyone’s right to rule comes from. The Declaration of 1789 turns the answer into law. The 20th century brings the critique: what happens when reason forgets values?
Click a step to highlight it. Each step answers a question left open by the one before.
Part 1“The age of light”
A network, not a school
The ideas on which the European project rests took shape in the period called the Enlightenment (Fr. les Lumières, Ger. Aufklärung, Eng. the Enlightenment). Roughly, it is the 18th century: from England’s “Glorious Revolution” (1688) to the French Revolution (1789).
The Enlightenment was not a school with a single programme. It was a network of people who read the same books and wrote to one another. They did not agree on everything, but they shared one conviction: human beings can and must use their own reason to understand the world and to organise their life together.
The basic rule of the age: the authority of tradition, the king or the Church is no longer enough. Every claim must show its arguments.
The Encyclopédie: knowledge for everyone
The project that symbolises the age is the Encyclopédie of Diderot and d’Alembert (1751–1772): 28 volumes meant to gather all human knowledge, from philosophy to the simplest crafts.
The idea behind it was revolutionary: knowledge is not the privilege of an elite. It must be available to anyone who can read.
The Romanian lands also had ties to this world. Dimitrie Cantemir (1673–1723), Prince of Moldavia, was elected a member of the Berlin Academy in 1714. At its request he wrote Descriptio Moldaviae, a description of the country made with the methods of the scholars of the time.
Cantemir belongs more to the period before the Enlightenment proper. But he shows that Moldova was not outside the European “republic of letters”.
Why it matters for European integration
Article 2 of the Treaty on European Union lists the Union’s values: human dignity, freedom, democracy, equality, the rule of law and human rights. Almost all of them took their modern form in the 18th century.
The tool we use in this course comes from here too: critical thinking.
When you read Article 2, you are in fact reading a summary of the 18th century, passed through the experience of the 20th.
Part 2Kant: “What is Enlightenment?”
An answer to a magazine’s question
In December 1783, a Berlin pastor, Johann Friedrich Zöllner, asked in a footnote in the Berlinische Monatsschrift: what, in fact, is Enlightenment? We ought to know, he wrote, before we set about enlightening others.
Kant’s answer appeared in the same journal in December 1784. It is only a few pages long, but it has become one of the most widely read texts of modern philosophy.
“Enlightenment is man’s emergence from his self-incurred immaturity. Immaturity is the inability to use one’s own understanding without the guidance of another. […] Sapere aude! Have courage to use your own understanding! This is the motto of enlightenment.”I. Kant, “An Answer to the Question: What is Enlightenment?” (1784)
The phrase sapere aude comes from the Roman poet Horace (Epistles, I, 2) and means “dare to be wise” or “dare to know”.
The immaturity for which we are to blame
Immaturity (Ger. Unmündigkeit): in law, the state of someone who cannot decide alone, because someone else signs on their behalf. Kant uses the word in an intellectual sense: you are “immature” when you let others think for you. The opposite is intellectual maturity.
Notice a detail: immaturity is “self-incurred”, that is, chosen by us. Kant is not talking about people without access to education, but about those who could think for themselves and do not, out of laziness and cowardice. It is comfortable to be immature: you have a book that thinks for you, a spiritual adviser who has a conscience for you, a doctor who decides what you eat (paraphrased).
Today’s guardians are easy to find: the phone that tells you what to read, the influencer who tells you what to believe, the Telegram group that tells you whom to vote for.
Autonomy: giving yourself the law
Kant does not ask us to stop reading books or to stop listening to doctors. He asks us to check, to understand the reasons and to take responsibility for the conclusion.
Autonomy (Gr. autos, “self”, and nomos, “law”): giving yourself the law instead of receiving it from someone else. The opposite is heteronomy: living by a law given by someone else. Example: you get a vaccine because you understood why it is recommended, not just because “that’s what people do”.
Two people can make the same decision: one autonomously, the other heteronomously. The difference lies in the reason.
- You checkWhere does the information come from? Who says it and what is their interest?
- You understand the reasonsWhy would it be true? What arguments does it have?
- You own the conclusionThe decision is yours, even if it matches the advice you were given.
The public and the private use of reason
How do we reach Enlightenment? Not through revolution, Kant believes. A revolution can remove a despot, but it does not change the way people think: new prejudices take the place of the old ones. The necessary condition is the freedom to make public use of reason.
Here Kant draws a distinction that surprises. The private use of reason is the one we make in an office: as an officer, a civil servant or a clergyman. An officer who receives an order does not debate it on the battlefield. The public use is the one we make before the entire reading public. The same officer may write, as a citizen, an article about the army’s mistakes.
The private use may be restricted. The public use must always be free. Kant praises the King of Prussia, Frederick II, whose motto was supposedly: “Argue as much as you want and about whatever you want, but obey!”
Freedom of expression in Article 10 of the European Convention on Human Rights rests on the same reasoning.
Critical thinking: a freedom only for scholars?
Kant’s distinction deserves a critical reading. Is it too narrow? Kant has in mind those who write for the “reading public”, but in 1784 most people in Prussia could not read. Today the “public” includes social media: who is now the “scholar” making public use of reason?
Is it too convenient for those in power? The formula “argue, but obey” can be used by any regime that allows criticism only as long as it changes nothing.
Kant makes another observation that matters to us. Do we live in an enlightened age? No, but in an age of enlightenment (paraphrased). Enlightenment is not a state reached, but a process that never ends. No society, not even today’s Europe, can say it has reached the end.
Question: does a doctor in a public hospital have the right to criticise, in the press, the health system in which they work? What would Kant say?
Part 3The social contract: Hobbes, Locke, Rousseau
A thought experiment
If people can think for themselves, where does anyone’s right to rule them come from? The traditional answer was: from God, since kings reigned “by the grace of God”, or from tradition.
The philosophers of the 17th and 18th centuries offer another answer: political power is legitimate only if it rests on the consent of the governed. To explain it, they use a thought experiment.
The state of nature and the social contract: imagine people without a state, without laws and without police. How would they live? And what would they rationally accept in order to leave this state? The imagined agreement is the social contract. Example: nobody ever signed such a contract, but the question “would you accept these rules?” is a test for any power.
Hobbes: security above all
Thomas Hobbes (1588–1679) writes Leviathan (1651) after the English Civil War. For him, people are roughly equal in strength and mind. Each pursues their own interest and fears the others. Without a common power, the state of nature is a “war of all against all”: there is no agriculture, trade, science or art, because no one is sure of the fruit of their labour.
“And the life of man, solitary, poor, nasty, brutish, and short.”Th. Hobbes, Leviathan (1651), ch. 13
The solution: people agree to hand almost all their rights to a powerful sovereign, the Leviathan, who guarantees their security. They keep only the right to defend their life.
Hobbes matters because he founds the state on the agreement of individuals, not on divine will. But his conclusion is an almost absolute power.
Locke: rights come before the state
John Locke (1632–1704), in the Second Treatise of Government (1689), is more optimistic. The state of nature is not a permanent war. It is governed by a law of nature that reason can know: people are equal and independent, and no one has the right to harm another “in his life, health, liberty, or possessions” (paraphrased).
Natural rights: the rights a person has simply by being human, before any state. In Locke: life, liberty and property. The state does not create them; it exists to protect them.
From here come two ideas on which liberal democracy rests. Power must be limited and must work through known laws, equal for all. And if the government becomes tyrannical, the people have the right to resist it.
Separation of powers: Montesquieu’s idea, in The Spirit of the Laws (1748), that state power must be divided between the legislature, the executive and the judiciary, so that “power checks power”. Example: in Moldova, Parliament passes the laws, the Government applies them and the courts judge.
Locke’s ideas inspired the United States Declaration of Independence (1776) and, indirectly, the French Declaration of 1789.
Rousseau: the general will
Jean-Jacques Rousseau (1712–1778), whom we have already met as a critic of the Abbé de Saint-Pierre’s peace project, opens The Social Contract (1762) with a sentence that became a slogan:
“Man is born free, and everywhere he is in chains.”J.-J. Rousseau, The Social Contract (1762), I, 1
Rousseau’s problem is the most demanding: how can we live in a society with laws and still remain as free as before? His answer: each person submits not to a king, but to the general will. By obeying the law we helped to make, we are in fact obeying ourselves.
The general will (Fr. volonté générale): the common will of all citizens, directed towards the common good. It is not the sum of everyone’s wishes. Rousseau is the father of the idea of popular sovereignty.
The idea also has a troubling side: whoever refuses to obey the general will “shall be forced to be free” (paraphrased). Authoritarian regimes read the formula in their own favour.
Three versions of the social contract
All three start from the same question but reach different answers. The difference comes from how they imagine the state of nature: the darker it is, the stronger the state must be.
Each left a legacy we find in today’s Europe, and each carries a risk.
Why do you obey the state?
Think of a rule you follow even when it does not suit you: paying your taxes, or stopping at a red light at 3 a.m. on an empty street.
Why do you follow it? For fear of punishment (Hobbes)? Because it protects everyone’s rights, including yours (Locke)? Or because it is a law the citizens gave themselves (Rousseau)?
Your answer says something about what kind of state you consider legitimate. You will probably find a little of all three.
Part 4From ideas to rights: the Declaration of 1789
Ideas become law
On 26 August 1789, a few weeks after the fall of the Bastille, France’s National Assembly adopts the Declaration of the Rights of Man and of the Citizen. In 17 short articles, the ideas of the Enlightenment become a legal text.
“Men are born and remain free and equal in rights. Social distinctions may be founded only upon the general good.”Declaration of the Rights of Man and of the Citizen (1789), Art. 1
In the Declaration we recognise all the authors discussed: Locke’s natural rights (Art. 2: liberty, property, security and resistance to oppression), Rousseau’s law as the “expression of the general will” (Arts 3 and 6) and Montesquieu’s separation of powers (Art. 16).
Here too appear principles we use every day: the presumption of innocence (Art. 9), freedom of opinion, including religious opinion (Art. 10), and the free communication of thoughts (Art. 11).
A line that reaches us
From the Declaration of 1789 runs a line that passes through the great texts of the 20th century and reaches the Constitution of the Republic of Moldova.
Article 1 of the 1994 Constitution says that Moldova is a democratic state governed by the rule of law, in which human dignity, human rights and freedoms are supreme values.
Any citizen who believes their rights have been violated and has exhausted the remedies at home can apply to the European Court of Human Rights in Strasbourg.
- 1789Declaration of the Rights of Man and of the Citizen, in France.
- 1948Universal Declaration of Human Rights, adopted by the UN.
- 1950European Convention on Human Rights, within the Council of Europe.
- 1994Constitution of the Republic of Moldova: human dignity, a supreme value (Art. 1).
- 1997Moldova ratifies the European Convention on Human Rights.
- 2000Charter of Fundamental Rights of the European Union.
“All people”, but which people?
The Declaration speaks of “men”. In practice, however, political rights belonged to men of property. Three reactions from the same period show the tension.
Olympe de Gouges publishes the Declaration of the Rights of Woman and of the Female Citizen in 1791. If woman has the right to mount the scaffold, she writes, she must also have the right to mount the rostrum (paraphrased). She was executed in 1793.
In the French colony of Saint-Domingue (now Haiti), the enslaved rise up in 1791, invoking the same rights. France abolishes slavery in 1794, and Napoleon restores it in 1802.
Edmund Burke, from the conservative side, criticises “abstract” rights and defends rights inherited through tradition.
Is this a contradiction in principle? Rather, an inconsistent application of the principle. It was precisely the universality of the text that gave the excluded an argument: “You said all people. We are people too.”
A rule of critical thinking: distinguish between criticising an idea and criticising the way it was applied.
Part 5Critique of the Enlightenment: Adorno and Horkheimer
A book written in exile
In 1944, two German philosophers of Jewish origin, Max Horkheimer (1895–1973) and Theodor W. Adorno (1903–1969), in exile in the United States, write Dialectic of Enlightenment, published in 1947. They belong to the so-called Frankfurt School.
Their question is painful. How was it possible for Germany, the land of Kant, Goethe and Beethoven, one of the most educated and technically advanced societies in the world, to produce Auschwitz? Could the problem lie in the very reason the Enlightenment was so proud of?
“Enlightenment, understood in the widest sense as the advance of thought, has always aimed at liberating human beings from fear and installing them as masters. Yet the wholly enlightened earth is radiant with triumphant calamity.”M. Horkheimer, Th. W. Adorno, Dialectic of Enlightenment (1947), ch. 1
Instrumental rationality
Their central thesis: the Enlightenment “turned against itself”. Reason, which was meant to free human beings, was gradually reduced to a single question.
Instrumental rationality: thinking that asks only “how do I reach a goal most efficiently?”, without asking “is this goal good?”. Nature becomes raw material to exploit, and the human being becomes an object to be calculated, organised and administered.
The bureaucracy that organised the trains to the extermination camps worked “rationally” in the instrumental sense: efficiently, orderly, punctually. What it lacked was any question about meaning and value.
In the same book, the authors criticise the “culture industry”: mass-produced film and radio, which turn people into passive consumers. Replace radio with social media algorithms, and the critique seems written for us.
Three ways to respond to the critique
We reject the Enlightenment and return to tradition or to the community’s “instinct”. The problem: this was exactly the rhetoric of the totalitarian regimes, which cultivated blood, soil and obedience.
We ignore the critique: the crimes of the 20th century were just a deviation. The problem: they were organised with very modern means, by very educated people.
An Enlightenment that criticises itself. Horkheimer and Adorno themselves say they do not want to abandon the Enlightenment, but to save it, by making it reflect on its own limits. Jürgen Habermas, a student of Adorno, would call modernity an “unfinished project” (1980): the answer to the failures of reason is not less reason, but better reason, based on dialogue and argument.
The lesson for the European Union
For the European project, the third reading is decisive. The European Union was born after 1945 precisely from the lesson that technical reason without values is dangerous.
That is why the European treaties do not speak only of markets and efficiency. They place human dignity at the foundation: in Article 2 of the Treaty on European Union and in Article 1 of the Charter of Fundamental Rights.
“Human dignity is inviolable.”Charter of Fundamental Rights of the EU, Art. 1
Part 6Universal or only European?
Critical thinking, an Enlightenment legacy
Notice something: your own course in “Philosophy and Critical Thinking” is an Enlightenment legacy. Asking for arguments and checking sources are applications of sapere aude.
Even Adorno and Horkheimer’s critique is an exercise in critical thinking. The Enlightenment is a tradition that can criticise itself: perhaps its most European feature.
This shows why intellectual autonomy is a condition of democracy. A free vote presupposes citizens who can weigh the arguments for themselves. When people “hand over” their judgement to a leader, a TV channel or an online group, democracy remains a mere form.
The disinformation campaigns around the constitutional referendum of 20 October 2024 showed that, in the Republic of Moldova too, intellectual maturity is not a theoretical subject. We will return to it in Lecture 12, “Truth, Disinformation, Manipulation”.
Three answers to the question of the lecture
Universal. Enlightenment values belong not to Europe but to reason, which every human being has. That they were first formulated in Europe is a historical accident, just as Pythagoras’ theorem is not “Greek”. The Universal Declaration of Human Rights (1948) was drafted by an international commission: alongside the Frenchman René Cassin, the Chinese Peng-chun Chang, the Lebanese Charles Malik and the Indian Hansa Mehta played important roles.
Only European. They express the history and interests of one particular civilisation, and their claim to universality has sometimes served to justify colonialism (“we bring civilisation”). This position is held by some postcolonial critics, but also by authoritarian regimes that reject human rights as “Western values”.
Universal in their claim, European in their formulation. Amartya Sen, an Indian economist and philosopher, showed that the ideas of tolerance and public debate also have roots in other traditions: in the Indian emperor Ashoka (3rd century BC) or the emperor Akbar (16th century). Europe does not own these values; it gave them a legal and institutional form. Their universality is not given from the start: it is earned through dialogue.
Watch out for two fallacies
The genetic fallacy: judging an idea by its origin. Example: “These values appeared in Europe, so they are only European.” The origin of an idea does not decide its validity. Modern medicine is not “only European” either, just because many discoveries were made in Europe.
Tu quoque (Lat. “you too”): rejecting an idea by showing that the person who defends it does not respect it. Example: “Europeans had slavery and colonies, so they have no right to talk about human rights.” The hypocrisy of the person defending an idea does not make the idea false. It only shows that it was applied inconsistently.
Both fallacies are common in public debate about European integration. Recognising them does not tell you which position to choose, but it helps you choose one for good reasons.
Build your position
Answer the question of the lecture using the scheme from Lecture 1. Choose one of the three positions and support it with an example from this lecture.
For the Republic of Moldova, the question also has a practical form. When people say that joining the EU means “taking on foreign values”, it is worth asking: are human dignity, the right to a fair trial or the freedom to speak your mind “foreign” to anyone?
Or are they values we can recognise as our own, because they belong to every human being?
- ThesisUniversal, only European, or universal in their claim?
- ArgumentA clear premise and an example from the lecture.
- Counter-argumentWhat would someone who disagrees say?
- ReplyWithout the genetic fallacy and without tu quoque.
Why it still matters
- In front of a screen. Sapere aude today means checking a news story before you share it and knowing why you believe what you believe.
- In dealing with the state. Power is legitimate when it rests on the consent of the citizens and is limited by law. This is also how Moldova’s institutions are judged.
- In court. The presumption of innocence and the right to apply to the Strasbourg Court come, in a direct line, from 1789.
- In the EU debate. When you hear “foreign values”, ask whether the argument is not, in fact, a genetic fallacy.
In short
- For Kant, Enlightenment is the emergence from our self-incurred immaturity: the courage to think for ourselves, sapere aude. It is a process, not a state reached.
- The condition of Enlightenment is the freedom of the public use of reason: everyone’s right to present their arguments before the public.
- Social contract theories found power on the consent of the governed: Hobbes on security, Locke on natural rights, Rousseau on the general will.
- Montesquieu adds the separation of powers: power must be checked by another power.
- The Declaration of 1789 turns Enlightenment ideas into law. Its universality gave the excluded the argument for their own emancipation.
- Adorno and Horkheimer show the danger of instrumental rationality: efficiency without the question of purpose can lead to domination and barbarism.
- Critical thinking is itself an Enlightenment legacy. The Enlightenment can criticise itself, and intellectual autonomy is a condition of democracy.
Key terms
- Enlightenment Aufklärung, les Lumières
- The 18th-century movement of ideas that requires every authority to show its arguments before reason.
- Enlightenment (Kant)
- For Kant: man’s emergence from his self-incurred immaturity. A process, not a state reached.
- Sapere aude
- “Dare to know” (Horace), Kant’s motto of Enlightenment: have courage to use your own understanding.
- Immaturity Unmündigkeit
- The inability to use one’s own understanding without the guidance of another. Its opposite is intellectual maturity.Example: voting the way an online group tells you, without checking anything.
- Autonomy
- Giving yourself the law instead of receiving it from someone else (heteronomy).
- Public / private use of reason
- Reason used before the entire public, which must always be free / reason used in an office, which may be restricted.Example: the officer carries out the order but may criticise the army in an article.
- State of nature
- A thought experiment: how people would live without a state, without laws and without police.
- Social contract
- The imagined agreement by which people leave the state of nature and found the state. Power is legitimate if it rests on the consent of the governed.
- Natural rights
- Rights a person has before any state. In Locke: life, liberty and property.
- Separation of powers
- Dividing power between the legislature, the executive and the judiciary, so that “power checks power” (Montesquieu).
- General will volonté générale
- In Rousseau: the common will of the citizens, directed towards the common good. The basis of popular sovereignty.
- Declaration of the Rights of Man and of the Citizen
- The text adopted in France on 26 August 1789, in 17 articles, which turns Enlightenment ideas into law.Example: Art. 9, the presumption of innocence.
- Instrumental rationality
- Thinking that asks only how to reach a goal efficiently, not whether the goal is good (Adorno and Horkheimer).
- Genetic fallacy
- Judging an idea by its origin, not by its arguments.Example: “they appeared in Europe, so they are only European”.
- Tu quoque “you too”
- Rejecting an idea by showing that the person who defends it does not respect it. Hypocrisy does not make the idea false.
Critical thinking
There is no single correct answer here. The aim is to weigh the ideas of the lecture: what supports them and where they creak.
Kant says immaturity is “self-incurred”. Is it fair to blame someone who lacks time, education or access to information?
Where to startDistinguish between someone who cannot think for themselves and someone who could but prefers comfort. Whom does Kant have in mind?
Who is today’s “scholar” making public use of reason: anyone with a social media account?
Where to startAsk what Kant required of public use: arguments addressed to everyone, not just an opinion voiced in public.
If nobody ever signed the social contract, does it have any force?
Where to startSee the contract as a test, not a historical fact: would rational people accept these rules?
The Declaration of 1789 excluded women and slaves. Is it nonetheless a universal text?
Where to startDistinguish between what the text says and how it was applied. Who later used this very text as an argument?
If reason can lead to Auschwitz, why should we still trust it?
Where to startWhat would you replace it with? Think of the three ways to respond to the critique and of what the European Union chose.
Connections
Where it comes from
- 02 Athens, Rome, Jerusalem
The critical reason of the Greeks and Roman law, which the Enlightenment takes up again. - 03 From Erasmus to Kant
Kant’s perpetual peace and Rousseau’s critique of the Abbé de Saint-Pierre’s project.
What comes next
- 05 The Catastrophe of the 20th Century
The crisis Adorno and Horkheimer speak of, and the rebirth of the European idea. - 07 Human Dignity
The value Europe placed at its foundation after 1945. - 08 Democracy and the Rule of Law
The social contract and the separation of powers in today’s institutions. - 12 Truth, Disinformation, Manipulation
Intellectual maturity in the face of propaganda.
Quiz: 10 questions
Correct answers: 0 of 10 · answered 0
How does Kant define Enlightenment?
Immaturity is the inability to use one’s own understanding without the guidance of another. The motto: sapere aude.
Why does Kant say immaturity is “self-incurred”?
Kant does not mean those without access to education, but those who prefer the comfort of letting others think for them.
An officer carries out an order, then writes an article criticising the army’s mistakes. How does Kant describe the two actions?
Private use, in office, may be restricted. Public use, before the readers, must always be free.
What does autonomy mean?
From the Greek autos, “self”, and nomos, “law”. The opposite is heteronomy.
How does Hobbes describe the state of nature?
That is why, for Hobbes, people hand almost all their rights to a powerful sovereign in exchange for security.
What are the natural rights in Locke?
They exist before the state. The state does not create them; its duty is to protect them.
What does Rousseau mean by the “general will”?
By obeying the law made by all, we obey ourselves. The risk is the tyranny of the majority.
Who does the principle of the separation of powers, found in Article 16 of the 1789 Declaration, come from?
In The Spirit of the Laws (1748): power must be checked by another power.
What is the instrumental rationality criticised by Adorno and Horkheimer?
The bureaucracy of the camps worked efficiently and in an orderly way, but without any question about meaning or value.
“Europeans had colonies, so they have no right to talk about human rights.” Which fallacy is this?
The hypocrisy of the person defending an idea does not make the idea false. It only shows that it was applied inconsistently.
Answer key: 1 b · 2 a · 3 c · 4 b · 5 a · 6 c · 7 b · 8 c · 9 a · 10 b